Reporting Intelligence

Optimizing trade reporting with “Intelligent Solutions”

Intelligent Solutions. Created for the world's top financial organizations, our compliance and management solutions offer unsurpassed insight and security. Kohesiv’s Reporting Intelligence and Transaction Cost Analysis solutions provide firms with the ability to gain meaningful insight into trading and compliance activity.


Products:

Regulatory Compliance

Our Reporting Intelligence solution is a fully FINRA compliant investigation and management reporting toolset. Trade and order monitoring, problem identification by desk, trade, or timeframe, email notifications, auditing, and configurable alerts are just some of the monitoring and surveillance features of Kohesiv’s Reporting Intelligence offering. Our customized dashboards provide critical summary information to managers and can help prevent unforeseen compliance issues.

The reporting capabilities include:

Best Execution Reporting
Reporting Intelligence enables customers to generate real-time execution reports for all OTC, listed securities, and options to confirm that best executions are being provided. Management dashboards provide executives with an instant view of key indicators, trading summaries and analysis.

Regulation NMS Reporting
Our clients are sure they are Reg NMS compliant. How? By utilizing our Reporting Intelligence solution, which provides audit trail record reporting, integrated tick capture of firm-specific and market quote data, and compliance issue identification and resolution reporting.

OATS Reporting
Reporting Intelligence analyzes order and execution information, prepares OATS reports, and submits the reports to FINRA for processing. OATS rejections, investigation, and re-submissions are managed within the web-based solution.

Other Reporting
In addition, Reporting Intelligence processes Electronic Blue Sheet reporting, transaction cost analysis, Rule 605/606, and Regulation SHO.

The monitoring capabilities include:

Problem Identification
Identify critical problems by desk, trader, trade and more. Using the integrated dashboard it is possible to quickly and easily monitor orders and best execution and track vital compliance statistics - all from one location.

Alerts
Using customizable alerts and a powerful business rules engine, Reporting Intelligence can generate trigger-based alerts notifying management of potential compliance issues.



TCA- Transaction Cost Analysis

Kohesiv’s Transaction Cost Analysis (TCA) product is a valuable decision making tool that allows investors to assess, monitor, & refine trading activity by analyzing the transaction costs involved with various execution strategies.

It is a customized, FIX based solution with the ability to integrate feeds from multiple trading and order management systems.

Our TCA tool offers our clients the ability to:

  • Compare transactions against pricing from a large & growing set of execution venues, across market data content.
  • Provides efficient and quick processing due to our optimized data processing architecture
  • Provides both industry standard and customizable post-trade benchmarks for trader evaluations and performance reports

Request a demo today.. info@kohesiv.com.